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Align your AI

Standards crosswalk

Security and risk teams already work from a handful of public catalogs. This page lines up the failures described in Part Two with four of them. OWASP, a nonprofit security community, publishes a Top 10 for LLM Applications1 and a Top 10 for Agentic Applications.2 MITRE keeps ATLAS, a catalog of attacks on AI systems.3 NIST publishes the AI Risk Management Framework,4 with a profile for generative AI.5 A short section covers the one article of the EU AI Act that names specific attacks.

The item numbers and names below are copied from those documents. Which item matches which failure is the author’s judgment; the catalogs themselves make no such mapping.

OWASP and MITRE ATLAS, by failure

Each cell gives the closest item and how it relates. Names means the item describes this failure. Part means it covers one part of it. Route means it describes an attacker’s way in, while the failure can also happen with no attacker. Nearest means nothing matches and the item named is the closest. The item names are in the key at the end of the page.

Failure (chapter) OWASP LLM 2026 OWASP Agentic 2026 MITRE ATLAS
proxy overoptimization (6) none nearest ASI10 none
gaming the grader (6) none ASI10 (part) none
emergent misalignment (6) LLM05 (route) none AML.T0018.000, AML.T0020 (route)
reward hacking that spreads (6) none ASI10 (part) none
sycophancy (6) nearest LLM07 nearest ASI09 none
update regression (7) nearest LLM04 nearest ASI04 nearest AML.T0109
safety erosion (7) LLM05 (route) none AML.T0018.000, AML.T0020 (route)
compression safety loss (7) LLM04 (route) none AML.T0018 (route)
composition failure (7) LLM02 (part); LLM04 (route) none AML.T0010.003, AML.T0018.000 (route)
conditional misalignment (7) LLM05 (part) none AML.T0018.000, AML.T0043.004 (route)
compromised checkpoints (8) LLM04 (names); LLM05 (part) ASI04 (part) AML.T0010.003, AML.T0011.000, AML.T0018.002, AML.T0018.003, AML.T0115.001 (names)
data poisoning (8) LLM05 (names); LLM04 (part) ASI04 (part) AML.T0020, AML.T0010.002, AML.T0043.004, AML.T0115.000 (names)
subliminal learning (8) nearest LLM05 none none
agent supply chain (8) LLM04 (part) ASI04 (names); ASI02 (part) AML.T0010.005, AML.T0110, AML.T0109, AML.T0011.002 (names)
evaluation awareness (9) none none nearest AML.T0097
scheming (9) none ASI10 (names) none
unauditable reasoning (9) none ASI09 (part) none
prompt injection (10) LLM01 (names) ASI01 (names) AML.T0051 and its two sub-techniques, AML.T0086, AML.T0077 (names)
deployer-rule jailbreak (10) LLM01, LLM08 (names) ASI01 (part) AML.T0054, AML.T0056, AML.T0069.002 (names)
excessive agency (10) LLM03 (names) ASI02, ASI03 (names) AML.T0053, AML.T0101, AML.T0086 (route)
instrumental escalation (10) LLM03 (part) ASI10 (names); ASI05 (part) AML.T0105, AML.T0116, AML.T0117, AML.T0121, AML.T0017.001 (names)
memory poisoning (10) LLM01, LLM09 (part) ASI06 (names) AML.T0080, AML.T0080.000, AML.T0070, AML.T0071 (names)
persona drift (10) none nearest ASI10 none
multi-agent contagion (10) LLM01 (part) ASI08, ASI10 (names); ASI07 (part) AML.T0061 (names); AML.T0118 (part)
fabricated actions (10) LLM07 (part) ASI09 (part) none
authoritative confabulation (10) LLM07 (names) ASI09 (part) AML.T0062, AML.T0060 (route)
answer leakage (10) none nearest ASI02 none
insecure generated code (10) LLM10 (names); LLM07 (part) ASI05 (part) none
robot jailbreak (11) LLM01 (route) ASI01 (part) AML.T0054 (route)
physical-channel attack (11) LLM01 (part) ASI01 (part) AML.T0041, AML.T0008.003, AML.T0043, AML.T0015, AML.T0051.001, AML.T0129 (names)
oversight erosion (12) LLM07 (part) ASI09 (part) none
misuse uplift (12) LLM01 (route) none AML.T0054, AML.T0103, AML.T0116, AML.T0117, AML.T0124, AML.T0017.001, AML.T0102 (names)

Nine failures meet no item in any of the three catalogs: distribution shift and safety tax (Chapter 6), over-refusal and monitor staleness (Chapter 7), evaluation blind spots and black-box only (Chapter 9), and off-instruction action, unsafe exploration and the certification gap (Chapter 11).

The pattern is plain in the table. Eight of the eleven failures in Chapter 10, where an attacker usually supplies the input, are named by at least one item. None of the failures in Chapters 6 and 7, which come from training and from changes to a deployed system, is. Update regression has only a malicious relative, the “rug pull” (AML.T0109), in which an adopted component turns hostile after an update.3 OWASP’s LLM list does cover one change-related case, weights crafted to look harmless at full precision and misbehave once quantized, under Supply Chain.1 The same loss of safety after compression, with no attacker involved, appears in none of the catalogs.

Where each failure enters

Each failure in Part Two enters a system at one main stage: data and supply chain, pretraining, post-training and fine-tuning, deployment and inference, agent runtime, continual change after release, or one of the two lanes that run alongside them, evaluation and oversight. Other stages where it can also enter are in parentheses.

Failure Chapter Enters at
proxy overoptimization (Mode 1) 6 post-training and fine-tuning (also the evaluation lane; agent runtime)
gaming the grader (Mode 2) 6 post-training and fine-tuning (also agent runtime; the evaluation lane)
emergent misalignment (Mode 3) 6 post-training and fine-tuning (also continual change)
reward hacking that spreads (Mode 4) 6 post-training and fine-tuning (also agent runtime)
sycophancy (Mode 5) 6 post-training and fine-tuning (also deployment and inference)
distribution shift (Mode 6) 6 post-training and fine-tuning (also deployment and inference)
safety tax (Mode 7) 6 the evaluation lane (also post-training and fine-tuning)
update regression (Mode 8) 7 continual change (also deployment and inference)
safety erosion (Mode 9) 7 post-training and fine-tuning (also continual change)
over-refusal (Mode 10) 7 deployment and inference (also continual change)
compression safety loss (Mode 11) 7 deployment and inference (also continual change)
composition failure (Mode 12) 7 post-training and fine-tuning (also deployment and inference)
conditional misalignment (Mode 13) 7 the evaluation lane (also post-training and fine-tuning)
monitor staleness (Mode 14) 7 continual change (also deployment and inference)
compromised checkpoints (Mode 15) 8 data and supply chain (also deployment and inference)
data poisoning (Mode 16) 8 data and supply chain (also pretraining; post-training and fine-tuning)
subliminal learning (Mode 17) 8 data and supply chain (also post-training and fine-tuning)
agent supply chain (Mode 18) 8 agent runtime (also data and supply chain)
evaluation awareness (Mode 19) 9 the evaluation lane (also agent runtime)
scheming (Mode 20) 9 post-training and fine-tuning (also agent runtime)
unauditable reasoning (Mode 21) 9 agent runtime (also post-training and fine-tuning; the oversight lane)
evaluation blind spots (Mode 22) 9 the evaluation lane
black-box only (Mode 23) 9 the evaluation lane (also the oversight lane)
prompt injection (Mode 24) 10 agent runtime (also deployment and inference)
deployer-rule jailbreak (Mode 25) 10 deployment and inference
excessive agency (Mode 26) 10 agent runtime
instrumental escalation (Mode 27) 10 agent runtime (also the evaluation lane)
memory poisoning (Mode 28) 10 agent runtime (also data and supply chain)
persona drift (Mode 29) 10 agent runtime (also deployment and inference)
multi-agent contagion (Mode 30) 10 agent runtime
fabricated actions (Mode 31) 10 agent runtime (also the evaluation lane)
authoritative confabulation (Mode 32) 10 deployment and inference
answer leakage (Mode 33) 10 the evaluation lane (also agent runtime)
insecure generated code (Mode 34) 10 deployment and inference (also agent runtime; post-training and fine-tuning)
robot jailbreak (Mode 35) 11 deployment and inference
physical-channel attack (Mode 36) 11 deployment and inference
off-instruction action (Mode 37) 11 post-training and fine-tuning (also deployment and inference)
unsafe exploration (Mode 38) 11 post-training and fine-tuning (also deployment and inference)
certification gap (Mode 39) 11 the oversight lane (also continual change)
misuse uplift (Mode 40) 12 deployment and inference (also agent runtime)
oversight erosion (Mode 41) 12 the oversight lane (also agent runtime)

Five ATLAS case studies

ATLAS writes up real incidents as case studies.3 Five of them are also cases in Appendix A:

  • EchoLeak, a zero-click prompt injection that pulled data out of Microsoft 365 Copilot (AML.CS0059; prompt injection, Chapter 10).3
  • Code to deploy a destructive AI agent found in the Amazon Q extension for VS Code (AML.CS0047; agent supply chain, Chapter 8).
  • A poisoned Postmark MCP server through which an attacker took users’ emails (AML.CS0053; agent supply chain, Chapter 8).
  • Autonomous agents in OpenAI’s internal cyber evaluations that crossed their evaluation boundaries and compromised Hugging Face production systems, in ATLAS’s account (AML.CS0068; instrumental escalation, Chapter 10).
  • The GTG-1002 espionage campaign run through Claude Code (AML.CS0069; misuse uplift, Chapter 12).

NIST AI Risk Management Framework

NIST’s framework organizes risk work into four functions: Govern, Map, Measure and Manage.4 It does not list failure modes, so the useful mapping runs from its outcomes to the chapters that help meet them.

NIST AI RMF outcome (paraphrased) Where this book helps
GOVERN 6.1: policies address risks from third-party software, data and other supply-chain issues Know what you loaded (Chapter 8)
MEASURE 1.3: people who did not build the system take part in regular assessments How AI systems are tested (Chapter 4)
MEASURE 2.4: the system’s behavior is monitored in production When nobody is watching (Chapter 12)
MEASURE 2.7: security and resilience are evaluated and documented Agents acting on what they read (Chapter 10)
MANAGE 2.4: someone is responsible for, and able to, switch off a system that behaves outside its intended use A routine for every change (Chapter 13)
MANAGE 4.1: post-deployment monitoring plans cover incident response, recovery and change management A routine for every change (Chapter 13)

The generative-AI profile, NIST AI 600-1, names twelve risks.5 Five line up with failures in this book. Confabulation matches authoritative confabulation and fabricated actions (Chapter 10). Human-AI Configuration, which covers automation bias and over-reliance, matches sycophancy (Chapter 6) and oversight erosion (Chapter 12). Information Security matches prompt injection (Chapter 10) and misuse uplift (Chapter 12). Value Chain and Component Integration, about untraceable third-party components, matches the supply-chain failures of Chapter 8. CBRN Information or Capabilities, on help toward chemical, biological, radiological or nuclear weapons, matches misuse uplift.

EU AI Act

For high-risk AI systems, Article 15 of the EU AI Act requires measures against “data poisoning”, against manipulation of “pre-trained components used in training (model poisoning)” and against “adversarial examples or model evasion”.6 Those match data poisoning and compromised checkpoints (Chapter 8) and physical-channel attacks (Chapter 11).

The same article requires high-risk systems to “perform consistently” throughout their lifecycle and asks that systems which keep learning after release be built to address feedback loops.6 No provision of the Act names the other failures in this book.

This page is a reading aid for practitioners and offers no legal advice.

Where each failure appears on alignyourai.com

The site alignyourai.com sorts failures by where they enter a system, on a grid of fifteen layers and fifteen failure words. Each page pairs one layer with one failure and gives the public cases, what people do about it and the sources. The table lists the pages for each failure in Part Two. “Not on the grid” means no pair on the site covers the failure.

Failure Pages on alignyourai.com
proxy overoptimization (Mode 1) https://alignyourai.com/align/evals/reward-hacking; https://alignyourai.com/align/objectives/reward-hacking
gaming the grader (Mode 2) https://alignyourai.com/align/evals/reward-hacking; https://alignyourai.com/align/monitors/reward-hacking; https://alignyourai.com/align/objectives/reward-hacking
emergent misalignment (Mode 3) not on the grid
reward hacking that spreads (Mode 4) https://alignyourai.com/align/objectives/reward-hacking
sycophancy (Mode 5) https://alignyourai.com/align/model/sycophancy; https://alignyourai.com/align/data/sycophancy; https://alignyourai.com/align/objectives/sycophancy; https://alignyourai.com/align/incentives/sycophancy; https://alignyourai.com/align/memory/sycophancy; https://alignyourai.com/align/updates/sycophancy; https://alignyourai.com/align/internals/sycophancy
distribution shift (Mode 6) not on the grid
safety tax (Mode 7) not on the grid
update regression (Mode 8) https://alignyourai.com/align/harness/silent-updates; https://alignyourai.com/align/prompts/silent-updates; https://alignyourai.com/align/model/silent-updates; https://alignyourai.com/align/model/drift-under-a-new-name; https://alignyourai.com/align/updates/drift-under-a-new-name; https://alignyourai.com/align/evals/drift-under-a-new-name; https://alignyourai.com/align/monitors/drift-under-a-new-name
safety erosion (Mode 9) https://alignyourai.com/align/model/forgetting; https://alignyourai.com/align/updates/forgetting; https://alignyourai.com/align/data/jailbreaks
over-refusal (Mode 10) https://alignyourai.com/align/model/over-refusal; https://alignyourai.com/align/evals/over-refusal; https://alignyourai.com/align/monitors/over-refusal; https://alignyourai.com/align/prompts/over-refusal
compression safety loss (Mode 11) not on the grid
composition failure (Mode 12) not on the grid
conditional misalignment (Mode 13) https://alignyourai.com/align/data/backdoors; https://alignyourai.com/align/internals/backdoors
monitor staleness (Mode 14) https://alignyourai.com/align/model/stale-monitors; https://alignyourai.com/align/internals/stale-monitors; https://alignyourai.com/align/updates/stale-monitors
compromised checkpoints (Mode 15) not on the grid
data poisoning (Mode 16) https://alignyourai.com/align/data/backdoors
subliminal learning (Mode 17) not on the grid
agent supply chain (Mode 18) https://alignyourai.com/align/tools/backdoors; https://alignyourai.com/align/tools/prompt-injection; https://alignyourai.com/align/tools/data-leakage; https://alignyourai.com/align/agents/data-leakage
evaluation awareness (Mode 19) not on the grid
scheming (Mode 20) not on the grid
unauditable reasoning (Mode 21) https://alignyourai.com/align/monitors/reward-hacking
evaluation blind spots (Mode 22) https://alignyourai.com/align/evals/overconfidence
black-box only (Mode 23) https://alignyourai.com/align/internals/backdoors; https://alignyourai.com/align/internals/persona-drift; https://alignyourai.com/align/internals/stale-monitors; https://alignyourai.com/align/internals/sycophancy
prompt injection (Mode 24) https://alignyourai.com/align/context/prompt-injection; https://alignyourai.com/align/harness/prompt-injection; https://alignyourai.com/align/tools/prompt-injection; https://alignyourai.com/align/memory/prompt-injection; https://alignyourai.com/align/context/data-leakage; https://alignyourai.com/align/agents/prompt-injection; https://alignyourai.com/align/devices/prompt-injection
deployer-rule jailbreak (Mode 25) https://alignyourai.com/align/prompts/jailbreaks; https://alignyourai.com/align/monitors/jailbreaks; https://alignyourai.com/align/model/jailbreaks; https://alignyourai.com/align/data/jailbreaks; https://alignyourai.com/align/agents/jailbreaks
excessive agency (Mode 26) https://alignyourai.com/align/harness/tool-overreach; https://alignyourai.com/align/agents/tool-overreach; https://alignyourai.com/align/harness/forgetting
instrumental escalation (Mode 27) https://alignyourai.com/align/objectives/tool-overreach; https://alignyourai.com/align/monitors/tool-overreach
memory poisoning (Mode 28) https://alignyourai.com/align/memory/prompt-injection
persona drift (Mode 29) https://alignyourai.com/align/context/persona-drift; https://alignyourai.com/align/prompts/persona-drift; https://alignyourai.com/align/internals/persona-drift
multi-agent contagion (Mode 30) not on the grid
fabricated actions (Mode 31) https://alignyourai.com/align/agents/overconfidence; https://alignyourai.com/align/model/confabulation
authoritative confabulation (Mode 32) https://alignyourai.com/align/agents/confabulation; https://alignyourai.com/align/model/confabulation; https://alignyourai.com/align/context/confabulation; https://alignyourai.com/align/data/confabulation
answer leakage (Mode 33) https://alignyourai.com/align/evals/data-leakage
insecure generated code (Mode 34) not on the grid
robot jailbreak (Mode 35) https://alignyourai.com/align/devices/jailbreaks
physical-channel attack (Mode 36) https://alignyourai.com/align/devices/prompt-injection
off-instruction action (Mode 37) not on the grid
unsafe exploration (Mode 38) not on the grid
certification gap (Mode 39) https://alignyourai.com/align/devices/overconfidence; https://alignyourai.com/align/devices/silent-updates
misuse uplift (Mode 40) not on the grid
oversight erosion (Mode 41) https://alignyourai.com/align/devices/overconfidence; https://alignyourai.com/align/monitors/tool-overreach

Key to the item numbers

OWASP Top 10 for LLM Applications 2026

The 2026 list renumbered the 2025 items and renamed one: “What used to be System Prompt Leakage is now Hidden Context Exposure”.1 Each 2026 ID ends in “:2026”, left off in the table above.

2026 ID Item 2025 ID7
LLM01 Prompt Injection LLM01
LLM02 Sensitive Information Disclosure LLM02
LLM03 Excessive Agency LLM06
LLM04 Supply Chain LLM03
LLM05 Data and Model Poisoning LLM04
LLM06 Unbounded Consumption LLM10
LLM07 Misinformation LLM09
LLM08 Hidden Context Exposure LLM07
LLM09 Vector and Embedding Weaknesses LLM08
LLM10 Improper Output Handling LLM05

No failure in this book maps to LLM06, Unbounded Consumption.1

OWASP Top 10 for Agentic Applications 2026

ID Item
ASI01 Agent Goal Hijack
ASI02 Tool Misuse and Exploitation
ASI03 Identity and Privilege Abuse
ASI04 Agentic Supply Chain Vulnerabilities
ASI05 Unexpected Code Execution (RCE)
ASI06 Memory & Context Poisoning
ASI07 Insecure Inter-Agent Communication
ASI08 Cascading Failures
ASI09 Human-Agent Trust Exploitation
ASI10 Rogue Agents

MITRE ATLAS techniques

ATLAS ID Technique
AML.T0008.003 Acquire Infrastructure: Physical Countermeasures
AML.T0010.002 AI Supply Chain Compromise: Data
AML.T0010.003 AI Supply Chain Compromise: Model
AML.T0010.005 AI Supply Chain Compromise: AI Agent Tool
AML.T0011.000 User Execution: Unsafe AI Artifacts
AML.T0011.002 User Execution: Poisoned AI Agent Tool
AML.T0015 Evade AI Model
AML.T0017.001 Develop Capabilities: Autonomous Exploit Development
AML.T0018 Manipulate AI Model
AML.T0018.000 Manipulate AI Model: Poison AI Model
AML.T0018.002 Manipulate AI Model: Embed Malware
AML.T0018.003 Manipulate AI Model: Modify Prompt Construction Logic
AML.T0020 Training Data Poisoning
AML.T0041 Physical Environment Access
AML.T0043 Craft Adversarial Data
AML.T0043.004 Craft Adversarial Data: Insert Backdoor Trigger
AML.T0051 LLM Prompt Injection (sub-techniques .000 Direct, .001 Indirect)
AML.T0053 AI Agent Tool Invocation
AML.T0054 LLM Jailbreak
AML.T0056 Extract LLM System Prompt
AML.T0060 Publish Hallucinated Entities
AML.T0061 LLM Prompt Self-Replication
AML.T0062 Discover LLM Hallucinations
AML.T0069.002 Discover LLM System Information: System Prompt
AML.T0070 RAG Poisoning
AML.T0071 False RAG Entry Injection
AML.T0077 LLM Response Rendering
AML.T0080 AI Agent Context Poisoning (.000 Memory)
AML.T0086 Exfiltration via AI Agent Tool Invocation
AML.T0097 Virtualization/Sandbox Evasion
AML.T0101 Data Destruction via AI Agent Tool Invocation
AML.T0102 Generate Malicious Commands
AML.T0103 Deploy AI Agent
AML.T0105 Escape to Host
AML.T0109 AI Supply Chain Rug Pull
AML.T0110 AI Agent Tool Poisoning
AML.T0115.000 Publish Poisoned AI Artifacts: Datasets
AML.T0115.001 Publish Poisoned AI Artifacts: Models
AML.T0116 Autonomous Reconnaissance
AML.T0117 Autonomous Attack-Path Adaptation
AML.T0118 Autonomous AI Agent Communication
AML.T0121 AI Agent Environment Reconstruction
AML.T0124 Autonomous Attack Orchestration
AML.T0129 Triggers in Multimodal Inputs

Notes

  1. OWASP GenAI Security Project. “OWASP Top 10 for LLM Applications 2026.” version 1.0, resource page dated 2026-08-03. https://genai.owasp.org/resource/owasp-genai-llm-top-10-2026/. Items LLM01:2026 to LLM10:2026; the quantization supply-chain risk is under LLM04:2026. ↩︎
  2. OWASP GenAI Security Project, Agentic Security Initiative. “OWASP Top 10 for Agentic Applications 2026.” resource page dated 2025-12-09. https://genai.owasp.org/resource/owasp-top-10-for-agentic-applications-for-2026/. Items ASI01 to ASI10. ↩︎
  3. MITRE. “ATLAS: Adversarial Threat Landscape for AI Systems” (release 2026.09). 2026-09-15. https://atlas.mitre.org/ (data file https://atlas.mitre.org/atlas-data/dist/v6/ATLAS-2026.09.yaml). Technique and case-study IDs and names. ↩︎
  4. National Institute of Standards and Technology. “Artificial Intelligence Risk Management Framework (AI RMF 1.0) (NIST AI 100-1).” NIST, 2023-01-26. doi:10.6028/NIST.AI.100-1. The four functions and the subcategories GOVERN 6.1, MEASURE 1.3, 2.4 and 2.7, MANAGE 2.4 and 4.1. ↩︎
  5. National Institute of Standards and Technology. “Artificial Intelligence Risk Management Framework: Generative Artificial Intelligence Profile (NIST AI 600-1).” NIST, 2024-07-26. doi:10.6028/NIST.AI.600-1. Twelve generative-AI risk categories. ↩︎
  6. European Commission, AI Act Service Desk. “Article 15: Accuracy, robustness and cybersecurity” (Regulation (EU) 2024/1689, consolidated text). ai-act-service-desk.ec.europa.eu. https://ai-act-service-desk.ec.europa.eu/en/ai-act/article-15. Paragraphs 1, 4 and 5; Official Journal text at https://eur-lex.europa.eu/eli/reg/2024/1689/oj/eng. ↩︎
  7. OWASP GenAI Security Project. “OWASP Top 10 for LLM Applications 2025.” genai.owasp.org, 2025 edition. https://genai.owasp.org/llm-top-10/. The 2025 item IDs. ↩︎